Skip to main content

Knowledge Dialogues and Climate Change: Integrating Participatory Approaches in the Design of Ecosystem-Based Adaptation Measures in the Peruvian Andes

  • Chapter
  • First Online:
Climate Change, Hazards and Adaptation Options

Part of the book series: Climate Change Management ((CCM))

Abstract

Communities throughout the Andes—and indeed much of the world—are increasingly challenged by climate change and other modern pressures such as migration and globalization. Ecosystem-based Adaptation seeks to address human vulnerability to climate change using the natural environment in ways that simultaneously increase human well-being and ecosystem resilience. This paper examines the role of participatory research methods in promoting adaptation measures that are robust, i.e., effective under both current and potential future conditions, as well as embraced by the local people.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Subscribe and save

Springer+
from $39.99 /Month
  • Starting from 10 chapters or articles per month
  • Access and download chapters and articles from more than 300k books and 2,500 journals
  • Cancel anytime
View plans

Buy Now

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 149.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 199.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 199.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Similar content being viewed by others

References

  • Bernstein JH (2015) Transdisciplinarity: a review of its origins, development, and current issues. J Res Pract 11(1)

    Google Scholar 

  • Secretariat of the Convention on Biological Diversity (CBD) (2009) Connecting biodiversity and climate change mitigation and adaptation: report of the second ad hoc technical expert group on biodiversity and climate change. Technical series No. 41. CBD, Montreal

    Google Scholar 

  • Secretariat of the Convention on Biological Diversity (CBD) (2010) X/33 Biodiversity and climate change, decision adopted by the conference of the parties to the convention on biological diversity at its tenth meeting. Naoya, Japan. CBD, Montreal

    Google Scholar 

  • Cárdenas A (2013) Reporte del especialista en Hidrología. Diagnóstico Rural Participativo Integrado para el diseño de medidas robustas de adaptación al cambio climático en las comunidades campesinas de Canchayllo y Miraflores (Reserva Paisajística Nor-Yauyos Cochas—Perú). Instituto de Montaña, Lima. Internal report

    Google Scholar 

  • Comunidad Campesina de Canchayllo, Instituto de Montaña, UICN y Reserva Paisajística Nor Yauyos Cochas (CCC, IM, UICN y RPNYC-SERNANP) (2015a) Diagnóstico participativo para el manejo de pastos y agua de la Comunidad Campesina de Canchayllo. The Mountain Institute, Huancayo

    Google Scholar 

  • Comunidad Campesina de Canchayllo, Instituto de Montaña, UICN y Reserva Paisajística Nor Yauyos Cochas (CCC, IM, UICN y RPNYC-SERNANP) (2015b) Plan de Manejo de Pastos y Agua de la Comunidad Campesina de Canchayllo. The Mountain Institute, Huancayo

    Google Scholar 

  • Comunidad Campesina de Miraflores, The Mountain Institute, IUCN and Nor Yauyos Cochas Landscape Reserve (CCM, IM, IUCN and RPNYC-SERNANP) (2015a) Diagnóstico participativo para el manejo de pastos y agua de la Comunidad Campesina de Miraflores. The Mountain Institute, Huancayo

    Google Scholar 

  • Comunidad Campesina de Miraflores, The Mountain Institute, IUCN and Nor Yauyos Cochas Landscape Reserve (CCM, IM, IUCN and RPNYC-SERNANP) (2015b) Plan de Manejo de Pastos y Agua de la Comunidad Campesina de Miraflores. The Mountain Institute, Huancayo

    Google Scholar 

  • Chambers R (1994) The origins and practice of participatory rural appraisal. World and development, vol. 22, No. 7, Elsevier Science Ltd, London, pp 953–969

    Google Scholar 

  • Chambers R (1997) Whose reality counts? Putting the First Last. ITDG, London

    Book  Google Scholar 

  • Dourojeanni P, Fernandez-Baca E, Giada S, Leslie J, Podvin K, Zapata F (2016) Vulnerability assessments for ecosystem based adaptation: lessons from the Nor Yauyos Cochas landscape reserve in Peru. In: Salzmann N, Huggel C, Nussbaumer S, Ziervogel G (eds) Climate change adaptation strategies—an upstream-downstream perspective. Springer, Cham. https://doi.org/10.1007/978-3-319-40773-9_8

  • Falkembach E, Carillo A (2015) Systematization of experiences: a practice of participatory research from Latin America. In: Bradbury, H. The sage handbook of action research. SAGE Publications Ltd, 55 City Road, London, pp 76–82. https://doi.org/10.4135/9781473921290

  • Fals Borda O (2016) Por un conocimiento vivencial. In: Damonte G, García M (eds) La Investigación Acción Participativa: referente inspirador de investigación y docencia sobre el agua en América Latina. Serie Agua y Sociedad 23 No 9. PUCP, Lima

    Google Scholar 

  • FDA (2013) Evaluación del Impacto y Vulnerabilidad del Cambio Climático de la Reserva Paisajística Nor Yauyos Cochas y áreas de amortiguamiento. UNEP, Lima

    Google Scholar 

  • Friends of Ecosystem-based Adaptation (FEBA) (2017) Making ecosystem-based adaptation effective: a framework for defining qualification criteria and quality standards (FEBA technical paper developed for UNFCCC-SBSTA 46). IIED, IUCN, GIZ, London, Bonn, Gland

    Google Scholar 

  • GIZ (2014) The vulnerability sourcebook concept and guidelines for standardised vulnerability assessments. GIZ, Bonn

    Google Scholar 

  • Greenwood, D (2016) Investigación Acción Pragmática. In: Damonte, G, García M (eds) La Investigación Acción Participativa: referente inspirador de investigación y docencia sobre el agua en América Latina. Serie Agua y Sociedad 23 No 9. PUCP, Lima

    Google Scholar 

  • Greenwood D, Levin M (1998) An introduction to action research. Sage Publications, California

    Google Scholar 

  • Herout P, Schmid E (2015) Doing, knowing, learning: systematization of experiences based on the knowledge management of HORIZONT3000. Knowl Manag Dev J 11(1): 64–76. http://journal.km4dev.org/

  • Hidroandes (2015) Estudio hidrogeológico conceptual del parea de influencia del proyecto Chacara-Jutupuquio (RPNYC, Perú). IUCN, Quito Internal report

    Google Scholar 

  • Hirsch Hadorn G, Hoffmann-Riem H, Biber-Klemm S, Grossenbacher-Mansuy W, Joye D, Pohl C, Wiesmann U, Zemp E (eds) (2008) Handbook of transdisciplinary research. Springer, Dordrecht

    Google Scholar 

  • IGP (2005) Vulnerabilidad Actual y Futura ante el Cambio Climático y medidas de adaptación en la Cuenca del Río Mantaro. CONAM, Lima

    Google Scholar 

  • International Institute for Environment and Development (IIED) (2009) Special issue: community-based adaptation to climate change. Participatory learning and action 60. IIED, London

    Google Scholar 

  • INC (2009) Apu Pariacaca y el Alto Cañete: Estudio de Paisaje Cultural. INC, Lima

    Google Scholar 

  • INEI (2007) Censo Nacional: IX de Población y VI de Vivienda. Sistemas de Consulta de Datos de Centros Poblados (CCPP) y Población Dispersa. INEI, Lima

    Google Scholar 

  • INRENA (2006) Plan Maestro 2006-2011. Reserva Paisajística Nor Yauyos Cochas, INRENA, Lima

    Google Scholar 

  • Intergovernmental Panel on Climate Change (IPCC) (2014) Synthesis report. Contribution of working groups I, II and III to the fifth assessment report of the intergovernmental panel on climate change. Core Writing Team, Pachauri RK, Meyer LA (eds). IPCC, Geneva

    Google Scholar 

  • Lang DJ, Wiek A, Bergmann M (2012) Transdisciplinary research in sustainability science: practice, principles, and challenges. Sustainability science, vol 7, Supplement 1. Springer, pp 25–43. https://doi.org/10.1007/s11625-011-0149-x

  • Lo V (2016) Synthesis report on experiences with ecosystem-based approaches to climate change adaptation and disaster risk reduction. Technical series No. 85. CBD, Montreal

    Google Scholar 

  • Midgley G, Marais S, Barnett M, Wågsæther K (2012) Biodiversity, climate change, and sustainable development—harnessing synergies and celebrating successes. The World Bank, Cape Town Final technical report

    Google Scholar 

  • MINAM (2011) Inventario y evaluación del Patrimonio Natural en la Reserva Paisajística Nor Yauyos-Cochas. MINAM, Lima

    Google Scholar 

  • Ñaupari J, Flores E, Yalli B (2013) Reporte del especialista en agrosto-edafología. Diagnóstico Rural Participativo Integrado para el diseño de medidas robustas de adaptación al cambio climático en las comunidades campesinas de Canchayllo y Miraflores (Reserva Paisajística Nor-Yauyos Cochas—Perú). Laboratorio de Ecología y Utilización de Pastizales de la Universidad Nacional Agraria La Molina and Instituto de Montaña, Lima. Internal report

    Google Scholar 

  • Podvin K, Cordero D, Gómez A (2014) Climate change adaptation in the Peruvian Andes: implementing no-regret measures in the Nor Yauyos-Cochas landscape reserve. In: Murti R, Buyck C (eds) Safe havens: protected areas for disaster risk reduction and climate change adaptation. IUCN, Gland

    Google Scholar 

  • Pohl C, Hirsch Hadorn G (2007) Principles for designing transdisciplinary research. Oekom Verlag, Proposed by the Swiss Academies of Arts and Sciences, Munich

    Google Scholar 

  • Ramírez F, Herrera A (2013) Reporte de arqueología en el Diagnóstico Rural Participativo Integrado para el diseño de medidas robustas de adaptación al cambio climático en las comunidades campesinas de Canchayllo y Miraflores (Reserva Paisajística Nor-Yauyos Cochas—Perú). The Mountain Institute, Lima Internal report

    Google Scholar 

  • Reason P, Bradbury H (eds) (2001) Handbook of action research. Sage Publications, California

    Google Scholar 

  • Reid H, Podvin K, Segura E (2018) Ecosystem-based approaches to adaptation: strengthening the evidence and informing policy research results from the mountain EbA project. IIED, Peru, London

    Google Scholar 

  • Rizvi A, Barrow E, Zapata F, Cordero D, Podvin K, Kutegeka S, Gafabusa R, Khanal R, Adhikari A (2014) Ecosystem based adaptation: building on no regret adaptation measures. In: Technical paper 20th session of the conference of the parties to the UNFCCC and the 10th session of the conference of the parties to the Kyoto protocol, IUCN, Gland, Lima, Peru, 1–12 Dec 2014

    Google Scholar 

  • Rizvi A, Barrow E, Zapata F, Gómez A, Podvin K, Kutegeka S, Gafabusa R, Adhikari A (2015) Learning from participatory vulnerability assessments—key to identifying EbA options. Technical paper. In: 21st session of the conference of the parties to the UNFCCC and the 11th session of the conference of the parties to the Kyoto protocol, IUCN, Gland, Paris, France, 30 Nov–11 Dec, 2015

    Google Scholar 

  • Ruiz CJ (2013) Reporte del especialista en sistemas productivos. Diagnóstico rural Participativo Integrado para el diseño de medidas robustas de adaptación al cambio climático en las comunidades campesinas de Canchayllo y Miraflores (Reserva Paisajística Nor-Yauyos Cochas—Perú). The Mountain Institute, Lima. Internal report

    Google Scholar 

  • Segura JE (2013) Reporte del especialista en organización social y cultura. Diagnóstico Rural Participativo Integrado para el diseño de medidas robustas de adaptación al cambio climático en las comunidades campesinas de Canchayllo y Miraflores (Reserva Paisajística Nor-Yauyos Cochas—Perú). The Mountain Institute, Lima. Internal report

    Google Scholar 

  • Stokols D (2006) Toward a science of transdisciplinary action research. Am J Community Psychol 38:63–77

    Article  Google Scholar 

  • The Mountain Institute (TMI) (2014) Diagnóstico rural participativo Integrado para el Diseño de Medidas Robusta de Adaptación basada en Ecosistemas en las comunidades campesinas de Canchayllo y Miraflores (Reserva Paisajística Nor-Yauyos Cochas). Internal report

    Google Scholar 

  • The Mountain Institute (TMI) (2015) Diagnóstico Participativo para el plan de Manejo de pastos y Agua de la comunidad de Miraflores, Yauyos, Lima. TMI and IUCN, Huancayo

    Google Scholar 

  • The Mountain Institute (TMI) (2018) Análisis participativo de la Situación Actual de las Medidas de Adaptación basada en Ecosistemas de Montaña, implementadas en la reserva Paisajística Nor Yauyos Cochas. TMI, Huancayo Internal report

    Google Scholar 

  • United Nations Development Programme (UNDP), United Nations Environment Programme (UNEP), International Union for Conservation of Nature (IUCN), The Mountain Institute (TMI) (2016) El futuro ancestral: la adaptación basada en ecosistemas. UNDP, Lima

    Google Scholar 

  • Vela C (2017) Terminal evaluation of the UN environment project ecosystem based adaptation for mountain ecosystems. Country paper Peru. Final report. UNEP [http://wedocs.unep.org/bitstream/handle/20.500.11822/22413/00609-1866_2017_te_unvironment_global_spcc_Peru_country_paper_eba_mountain.pdf?sequence=4&isAllowed=y]

  • Vernooy R (2006) La Calidad de la Participación: Reflexiones Fundamentales Acerca de la Toma de Decisiones, Contexto y Metas”. In: Gonsalves el at. (eds) Investigación y Desarrollo Participativo para la Agricultura y el Manejo Sostenible de Recursos Naturales: Libro de Consulta. Volumen 1: Comprendiendo. “Investigación y Desarrollo Participativo. Perspectivas de los Usuarios con la Investigación y el Desarrollo Agrícola”. Centro Internacional de la Papa and Centro Internacional de Investigaciones para el Desarrollo, Ottawa and Laguna

    Google Scholar 

  • Wiesmann U, Biber-Klemm S, Grossenbacher-Mansuy W, Hadorn GH (2008) Enhancing transdisciplinary research: a synthesis in fifteen propositions. In: Hadorn H et al (eds) Handbook of transdisciplinary research. Springer, Dordrecht

    Google Scholar 

  • Zabala N (2000) Diagnóstico rural participativo. Diccionario de Acción humanitaria y cooperación al desarrollo, Icaria and Hegoa, Bilbao

    Google Scholar 

  • Zapata F, Gómez A (2015) Adaptación basada en Ecosistemas de Montaña: experiencia y lecciones aprendidas en la restauración de tecnologías ancestrales y contemporáneas para el manejo de los pastos y el agua en la puna. Presentation at SEPIA XVI, Arequipa

    Google Scholar 

  • Zapata F, Rondán V (2016) La Investigación Acción Participativa: Guía conceptual y metodológica del Instituto de Montaña. The Mountain Institute, Lima

    Google Scholar 

  • Zapata F, Torres M, Gómez A, Podvin K (2016) Informe de sistematización de la experiencia: implementación de las medidas robustas de Adaptación basada en Ecosistemas en las comunidades campesinas de Canchayllo y Miraflores (Reserva Paisajística Nor Yauyos Cochas)”. The Mountain Institute and IUCN, Lima

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Florencia Zapata .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2020 Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Zapata, F., Gleeson, E. (2020). Knowledge Dialogues and Climate Change: Integrating Participatory Approaches in the Design of Ecosystem-Based Adaptation Measures in the Peruvian Andes. In: Leal Filho, W., Nagy, G., Borga, M., Chávez Muñoz, P., Magnuszewski, A. (eds) Climate Change, Hazards and Adaptation Options. Climate Change Management. Springer, Cham. https://doi.org/10.1007/978-3-030-37425-9_37

Download citation

Keywords

Publish with us

Policies and ethics